---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-046354"
form_type: "8-K"
ticker: "RDGL"
cik: "0001449349"
company_name: "VIVOS INC"
filed_at: "2026-10-08T20:46:11+00:00"
generated_at: "2026-10-12T15:24:57.136429+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Vivos director Cadwell buys 250K Series D preferred for $250K; Series C canceled

## Summary
- Director Carl Cadwell agreed to purchase 250,000 shares of Series D Convertible Preferred at $1.00/share, a $250,000 purchase price paid by wire transfer on October 1, 2026.
- Cadwell also exchanged 385,302 Series C Preferred (stated value $385,302) for 385,302 Series D Preferred; the Share Exchange closed October 7, 2026.
- After closing, Vivos has 635,302 Series D Preferred outstanding with a conversion price of $0.08 per share, and zero Series C Preferred outstanding.
- Vivos filed a Certificate of Elimination of the Series C Convertible Preferred with Delaware on October 8, 2026, approved by the Board.
- Series D designation was filed September 28, 2026, covering 1.0 million of the company's 10.0 million authorized preferred shares; shares issued under Section 4(a)(2)/Rule 506(b).

## SEC filing metadata
- accession: 0001493152-26-046354
- form_type: 8-K
- ticker: RDGL
- cik: 0001449349
- company_name: VIVOS INC
- filed_at: 2026-10-08T20:46:11+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1449349/000149315226046354/0001493152-26-046354-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1449349/000149315226046354/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-046354
- JSON: https://secwatch.observer/filing/0001493152-26-046354.json
- Plain text: https://secwatch.observer/filing/0001493152-26-046354.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.