secwatch.observer — SEC 8-K summary
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Issuer:     VIVOS INC (RDGL)
CIK:        0001449349
Form:       8-K
Filed at:   2026-10-08T20:46:11+00:00
Accession:  0001493152-26-046354
Event type: other_material
Sentiment:  neutral
Materiality: 0.40
Item codes: 1.01, 3.02, 3.03, 5.03, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Vivos director Cadwell buys 250K Series D preferred for $250K; Series C canceled
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- Director Carl Cadwell agreed to purchase 250,000 shares of Series D Convertible Preferred at $1.00/share, a $250,000 purchase price paid by wire transfer on October 1, 2026.
- Cadwell also exchanged 385,302 Series C Preferred (stated value $385,302) for 385,302 Series D Preferred; the Share Exchange closed October 7, 2026.
- After closing, Vivos has 635,302 Series D Preferred outstanding with a conversion price of $0.08 per share, and zero Series C Preferred outstanding.
- Vivos filed a Certificate of Elimination of the Series C Convertible Preferred with Delaware on October 8, 2026, approved by the Board.
- Series D designation was filed September 28, 2026, covering 1.0 million of the company's 10.0 million authorized preferred shares; shares issued under Section 4(a)(2)/Rule 506(b).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1449349/000149315226046354/0001493152-26-046354-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1449349/000149315226046354/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-046354

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