---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-046738"
form_type: "8-K"
ticker: "CDT"
cik: "0001896212"
company_name: "CDT Equity Inc."
filed_at: "2026-10-13T12:00:19+00:00"
generated_at: "2026-10-13T12:05:33.874772+00:00"
event_type: "debt"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# CDT Equity raises $6.75M convertible note from J.J. Astor; 225K warrants at $0.9177

## Summary
- Issued $6.75M senior secured convertible note to J.J. Astor & Co.; first tranche $3.0M funded (net $2,869,850), second $2.0M subject to conditions by Dec 31, 2026.
- Note matures March 24, 2027; 24 weekly installments of $168,750 starting Oct 14, 2026; default interest 24% and 120% default principal.
- Warrants for 225,000 shares at $0.9177 exercisable immediately, expire 5 years; conversion price 70% of lowest 20-day VWAP or $0.18354 floor.
- 80% of ATM proceeds from A.G.P. sales on/after Oct 6, 2026 must first repay note; 100% of resale/financing proceeds also applied.
- Stockholder approval required for conversion/warrant shares; meeting no later than Nov 13, 2026; lender conversion capped at 4.99% (may raise to 19.99%).

## SEC filing metadata
- accession: 0001493152-26-046738
- form_type: 8-K
- ticker: CDT
- cik: 0001896212
- company_name: CDT Equity Inc.
- filed_at: 2026-10-13T12:00:19+00:00
- event_type: debt
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1896212/000149315226046738/0001493152-26-046738-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1896212/000149315226046738/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-046738
- JSON: https://secwatch.observer/filing/0001493152-26-046738.json
- Plain text: https://secwatch.observer/filing/0001493152-26-046738.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.