---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-047803"
form_type: "8-K"
ticker: "CETY"
cik: "0001329606"
company_name: "Clean Energy Technologies, Inc."
filed_at: "2026-10-20T22:09:42+00:00"
generated_at: "2026-10-21T10:05:51.449996+00:00"
event_type: "debt"
sentiment: "negative"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Clean Energy Technologies issues $500K 8% convertible note to Falcon Venture at 85% of lowest traded price

## Summary
- Sold a $500,000 principal convertible note to Falcon Venture Limited for $500,000 cash; it matures Oct. 18, 2027, and pays 8% annual interest.
- The note becomes convertible six months after issuance at 85% of the lowest traded price over the prior ten trading days, a variable-price discount.
- Conversion is blocked if the holder would exceed 9.99% beneficial ownership or, absent Nasdaq Rule 5635(d) approval, if it would issue more than 2,432,004 shares.
- Proceeds must fund business development and Company obligations; the holder deducts $1,750 per conversion for fees, and disputes arbitrate in Orange County, Calif.
- The company had 12,166,106 common shares outstanding as of Sept. 30, 2026, against 2 billion authorized; preferred shares outstanding were zero.

## SEC filing metadata
- accession: 0001493152-26-047803
- form_type: 8-K
- ticker: CETY
- cik: 0001329606
- company_name: Clean Energy Technologies, Inc.
- filed_at: 2026-10-20T22:09:42+00:00
- event_type: debt
- sentiment: negative
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1329606/000149315226047803/0001493152-26-047803-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1329606/000149315226047803/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-047803
- JSON: https://secwatch.observer/filing/0001493152-26-047803.json
- Plain text: https://secwatch.observer/filing/0001493152-26-047803.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.