---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-049459"
form_type: "8-K"
ticker: "AEI"
cik: "0001750106"
company_name: "Alset Inc."
filed_at: "2026-10-30T21:06:57+00:00"
generated_at: "2026-10-30T21:08:04.805709+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Alset gets Nasdaq minimum bid price notice; has until April 26, 2027, with 1-for-5 reverse split planned

## Summary
- Nasdaq notified Alset on Oct. 28, 2026 that its closing bid price stayed below $1.00 for 30 consecutive trading days, breaching Rule 5550(a)(2).
- Company has 180 calendar days, until April 26, 2027, to regain compliance; requires 10 consecutive business days closing at or above $1.00.
- If not cured by April 26, 2027, Alset may qualify for a second 180-day period by meeting market value of publicly held shares and other initial listing standards.
- Company said it intends to effect a previously announced 1-for-5 reverse stock split and will announce the timing "in the immediate future."
- Notification has no immediate effect on listing; Alset may appeal any delisting determination, but there is no assurance Nasdaq would grant continued listing.

## SEC filing metadata
- accession: 0001493152-26-049459
- form_type: 8-K
- ticker: AEI
- cik: 0001750106
- company_name: Alset Inc.
- filed_at: 2026-10-30T21:06:57+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1750106/000149315226049459/0001493152-26-049459-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1750106/000149315226049459/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-049459
- JSON: https://secwatch.observer/filing/0001493152-26-049459.json
- Plain text: https://secwatch.observer/filing/0001493152-26-049459.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.