secwatch.observer — SEC 8-K summary
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Issuer:     Alset Inc. (AEI)
CIK:        0001750106
Form:       8-K
Filed at:   2026-10-30T21:06:57+00:00
Accession:  0001493152-26-049459
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Alset gets Nasdaq minimum bid price notice; has until April 26, 2027, with 1-for-5 reverse split planned
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- Nasdaq notified Alset on Oct. 28, 2026 that its closing bid price stayed below $1.00 for 30 consecutive trading days, breaching Rule 5550(a)(2).
- Company has 180 calendar days, until April 26, 2027, to regain compliance; requires 10 consecutive business days closing at or above $1.00.
- If not cured by April 26, 2027, Alset may qualify for a second 180-day period by meeting market value of publicly held shares and other initial listing standards.
- Company said it intends to effect a previously announced 1-for-5 reverse stock split and will announce the timing "in the immediate future."
- Notification has no immediate effect on listing; Alset may appeal any delisting determination, but there is no assurance Nasdaq would grant continued listing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1750106/000149315226049459/0001493152-26-049459-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1750106/000149315226049459/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-049459

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