secwatch.observer — SEC 8-K summary ====================================== Issuer: Clean Energy Technologies, Inc. (CETY) CIK: 0001329606 Form: 8-K Filed at: 2026-11-06T22:17:34+00:00 Accession: 0001493152-26-050525 Event type: debt Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 CETY raises $2M via 12% convertible note to FuFront; converts at 85% of lowest 10-day price -------------------------------------------------------------------------------- - Sold a $2,000,000 convertible promissory note to Singapore-based FuFront AI Pte. Ltd. for $2,000,000; funding closed Nov. 4, 2026. - Note matures Oct. 3, 2027, pays 12% annual interest, and is convertible after 6 months at 85% of the lowest traded price over the prior 10 trading days. - Conversion blocked if holder would exceed 4.99% ownership; until Nasdaq Rule 5635(d) shareholder approval, aggregate issuance is capped at 2,432,004 shares. - Holder can deduct $1,750 per conversion for fees; the agreement requires Nevada arbitration and the sale was unregistered under Section 4(a)(2). - As of Oct. 3, 2026, CETY had 12,166,106 common shares outstanding and 133,333,333 authorized common shares. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1329606/000149315226050525/0001493152-26-050525-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1329606/000149315226050525/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-050525 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer