---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-050625"
form_type: "8-K"
ticker: "NCPL"
cik: "0001414767"
company_name: "Netcapital Inc."
filed_at: "2026-11-09T12:30:34+00:00"
generated_at: "2026-11-09T12:35:25.946613+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Netcapital receives Nasdaq exception; must file delinquent 10-K and 10-Q by Feb 9, 2027

## Summary
- Nasdaq granted the exception on Nov. 5, 2026 after reviewing Netcapital's submissions dated Oct. 22 and Oct. 23, 2026.
- Delinquent reports are the FY2026 Form 10-K for the year ended April 30, 2026 and the Form 10-Q for the quarter ended July 31, 2026.
- Nasdaq issued delinquency notices on Aug. 24, 2026 and Sept. 21, 2026 for noncompliance with Listing Rule 5250(c)(1).
- If the filings are not made by Feb. 9, 2027, Nasdaq will notify Netcapital of delisting; the company may appeal to a Nasdaq Hearings Panel.
- The Nasdaq letter has no immediate effect on the listing or trading of Netcapital's securities.

## SEC filing metadata
- accession: 0001493152-26-050625
- form_type: 8-K
- ticker: NCPL
- cik: 0001414767
- company_name: Netcapital Inc.
- filed_at: 2026-11-09T12:30:34+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1414767/000149315226050625/0001493152-26-050625-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1414767/000149315226050625/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-050625
- JSON: https://secwatch.observer/filing/0001493152-26-050625.json
- Plain text: https://secwatch.observer/filing/0001493152-26-050625.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.