secwatch.observer — SEC 8-K summary
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Issuer:     Netcapital Inc. (NCPL)
CIK:        0001414767
Form:       8-K
Filed at:   2026-11-09T12:30:34+00:00
Accession:  0001493152-26-050625
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Netcapital receives Nasdaq exception; must file delinquent 10-K and 10-Q by Feb 9, 2027
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- Nasdaq granted the exception on Nov. 5, 2026 after reviewing Netcapital's submissions dated Oct. 22 and Oct. 23, 2026.
- Delinquent reports are the FY2026 Form 10-K for the year ended April 30, 2026 and the Form 10-Q for the quarter ended July 31, 2026.
- Nasdaq issued delinquency notices on Aug. 24, 2026 and Sept. 21, 2026 for noncompliance with Listing Rule 5250(c)(1).
- If the filings are not made by Feb. 9, 2027, Nasdaq will notify Netcapital of delisting; the company may appeal to a Nasdaq Hearings Panel.
- The Nasdaq letter has no immediate effect on the listing or trading of Netcapital's securities.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1414767/000149315226050625/0001493152-26-050625-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1414767/000149315226050625/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-050625

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