---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-051499"
form_type: "8-K"
ticker: "SHFS"
cik: "0001854963"
company_name: "SHF Holdings, Inc."
filed_at: "2026-11-12T22:28:56+00:00"
generated_at: "2026-11-12T22:30:09.796734+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.95
calibrated_materiality_score: 0.95
confidence: "high"
source: SEC EDGAR
---

# Nasdaq to delist SHF Holdings; trading suspended Nov 18 after 10 days at or below $0.10

## Summary
- Nasdaq said SHFS closed at $0.10 or less for 10 consecutive trading days from Oct 28 to Nov 10, 2026; trading suspends at open Nov 18 and Nasdaq will file Form 25-NSE.
- SHF may appeal to Nasdaq Hearings Panel, but a timely hearing request will not stay the suspension; it is considering a reverse stock split and still intends to close the Opifex Media deal.
- From Oct 30 through Nov 11, 2026, SHF issued 63,247,931 shares upon conversion of 7,730 Series B preferred at $0.1210/share, receiving no additional consideration.
- Shares outstanding rose to 148,760,916 as of Nov 11 from 85,512,985 on Oct 30; the conversions exceeded 5% of the prior outstanding count.
- CREO Investments waived the Nov 6 filing deadline for the additional resale registration statement to Nov 13, 2026; no Registration Delay Payments accrued; effectiveness due Feb 11, 2027.

## SEC filing metadata
- accession: 0001493152-26-051499
- form_type: 8-K
- ticker: SHFS
- cik: 0001854963
- company_name: SHF Holdings, Inc.
- filed_at: 2026-11-12T22:28:56+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.95
- calibrated_materiality_score: 0.95
- confidence: high
- sec_items: 1.01, 3.01, 3.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1854963/000149315226051499/0001493152-26-051499-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1854963/000149315226051499/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-051499
- JSON: https://secwatch.observer/filing/0001493152-26-051499.json
- Plain text: https://secwatch.observer/filing/0001493152-26-051499.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.