secwatch.observer — SEC 8-K summary
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Issuer:     SHF Holdings, Inc. (SHFS)
CIK:        0001854963
Form:       8-K
Filed at:   2026-11-12T22:28:56+00:00
Accession:  0001493152-26-051499
Event type: regulatory
Sentiment:  negative
Materiality: 0.95
Item codes: 1.01, 3.01, 3.02
LLM model:  deepseek-v4.1-flash:cloud@v2

Nasdaq to delist SHF Holdings; trading suspended Nov 18 after 10 days at or below $0.10
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- Nasdaq said SHFS closed at $0.10 or less for 10 consecutive trading days from Oct 28 to Nov 10, 2026; trading suspends at open Nov 18 and Nasdaq will file Form 25-NSE.
- SHF may appeal to Nasdaq Hearings Panel, but a timely hearing request will not stay the suspension; it is considering a reverse stock split and still intends to close the Opifex Media deal.
- From Oct 30 through Nov 11, 2026, SHF issued 63,247,931 shares upon conversion of 7,730 Series B preferred at $0.1210/share, receiving no additional consideration.
- Shares outstanding rose to 148,760,916 as of Nov 11 from 85,512,985 on Oct 30; the conversions exceeded 5% of the prior outstanding count.
- CREO Investments waived the Nov 6 filing deadline for the additional resale registration statement to Nov 13, 2026; no Registration Delay Payments accrued; effectiveness due Feb 11, 2027.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1854963/000149315226051499/0001493152-26-051499-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1854963/000149315226051499/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-051499

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