---
schema_version: "secwatch.filing_event.v1"
accession: "0001498233-23-000074"
form_type: "8-K"
ticker: null
cik: "0001498233"
company_name: "Cepton, Inc."
filed_at: "2023-09-18T23:59:59+00:00"
generated_at: "2026-06-10T14:40:02.757547+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Cepton announces 1-for-10 reverse stock split effective Sept 21, 2023

## Summary
- Reverse stock split at 1-for-10 ratio effective 5:00 p.m. ET on Sept 21, 2023.
- Authorized common shares reduced from 350 million to 35 million; preferred unchanged.
- No fractional shares issued; stockholders get cash in lieu via aggregated sale.
- Warrant exercise price adjusted to $115.00 per share; CUSIP for common changes to 15673X200.
- Split-adjusted trading begins Sept 22 under same ticker CPTN on Nasdaq.

## SEC filing metadata
- accession: 0001498233-23-000074
- form_type: 8-K
- cik: 0001498233
- company_name: Cepton, Inc.
- filed_at: 2023-09-18T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.03, 5.03, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1498233/000149823323000074/0001498233-23-000074-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1498233/000149823323000074/cptn-20230918.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001498233-23-000074
- JSON: https://secwatch.observer/filing/0001498233-23-000074.json
- Plain text: https://secwatch.observer/filing/0001498233-23-000074.txt

## Key facts
- Governance Changes
  Cepton, Inc.: Certificate of Amendment to effectuate a 1-for-10 reverse stock split and reduce authorized shares of common stock from 350,000,000 to 35,000,000 (effective 2023-09-21).
  - Change: charter amendment
  - Effective: 2023-09-21
  source text: On September 18, 2023, Cepton, Inc. (the “ Company ”) filed a Certificate of Amendment (the “ Certificate of Amendment ”) to its Second Amended and Restated Certificate of Incorporation to effectuate a reverse stock split of the Company’s common stock, par value $0.00001 per share (the “ Common Stock ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1498233/000149823323000074/0001498233-23-000074-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.