secwatch.observer — SEC 8-K summary ====================================== Issuer: Cepton, Inc. (—) CIK: 0001498233 Form: 8-K Filed at: 2023-09-18T23:59:59+00:00 Accession: 0001498233-23-000074 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 3.03, 5.03, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Cepton announces 1-for-10 reverse stock split effective Sept 21, 2023 --------------------------------------------------------------------- - Reverse stock split at 1-for-10 ratio effective 5:00 p.m. ET on Sept 21, 2023. - Authorized common shares reduced from 350 million to 35 million; preferred unchanged. - No fractional shares issued; stockholders get cash in lieu via aggregated sale. - Warrant exercise price adjusted to $115.00 per share; CUSIP for common changes to 15673X200. - Split-adjusted trading begins Sept 22 under same ticker CPTN on Nasdaq. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1498233/000149823323000074/0001498233-23-000074-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1498233/000149823323000074/cptn-20230918.htm HTML page: https://secwatch.observer/filing/0001498233-23-000074 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer