{"schema_version":"secwatch.filing_event.v1","accession":"0001501134-23-000072","form_type":"8-K","ticker":null,"cik":"0001501134","company_name":"Invitae Corp","filed_at":"2023-08-23T23:59:59+00:00","discovered_at":"2026-05-14T18:03:34.117435+00:00","generated_at":"2026-06-11T04:45:17.635863+00:00","sec_items":["1.01","2.03","3.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Invitae exchanges $17.2M of 2024 convertible notes for $100k new notes and 15.8M shares","bullets":["Exchange of $17,211,000 aggregate principal of 2.00% Convertible Notes due 2024 for $100,000 of new 4.5% Series A Convertible Secured Notes due 2028 and 15,819,604 common shares.","Deerfield Partners, L.P. is the exchanging holder; settlement expected August 23, 2023.","New notes issued under March 2023 indenture; same terms as existing Series A notes except issuance date and interest accrual.","Accrued interest of $164,460.67 on exchanged notes remains payable in cash on September 1, 2023."],"urls":{"canonical":"https://secwatch.observer/filing/0001501134-23-000072","json":"https://secwatch.observer/filing/0001501134-23-000072.json","markdown":"https://secwatch.observer/filing/0001501134-23-000072.md","text":"https://secwatch.observer/filing/0001501134-23-000072.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1501134/000150113423000072/0001501134-23-000072-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1501134/000150113423000072/nvta-20230822.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-11T04:45:17.635863+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"52d122dcc3f7760060730211a384ce7806353ea1","claim":"Invitae Corp incurred convertible notes of $100,000 aggregate principal amount with U.S. Bank Trust Company, National Association, as trustee and collateral agent at 4.5% maturing due 2028.","evidence_excerpt":"the Company is exchanging $17,211,000 aggregate principal amount of the Old Notes for $100,000 aggregate principal amount of its new 4.5% Series A Convertible Senior Secured Notes due 2028","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1501134/000150113423000072/0001501134-23-000072-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"$100,000 aggregate principal amount"},{"label":"Counterparty","value":"U.S. Bank Trust Company, National Association, as trustee and collateral agent"},{"label":"Rate","value":"4.5%"},{"label":"Maturity","value":"due 2028"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"},{"claim_id":"9894c79b2c010bb5d574e9c0dee1bfaa1a5c23bd","claim":"Invitae Corp amended convertible notes.","evidence_excerpt":"the Company, the Guarantors, the Trustee and the Collateral Agent entered into the First Supplemental Indenture","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1501134/000150113423000072/0001501134-23-000072-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Event","value":"amendment"}],"fact_type":"debt_financing"},{"claim_id":"a4cc559ebc4835b0591e47445dad85ddc1e0146f","claim":"Invitae Corp entered into First Supplemental Indenture with Guarantors, U.S. Bank Trust Company, National Association as Trustee and Collateral Agent valued at Amendment to Indenture to allow issuance of additional Series A Notes up to $100,000 and amend coven (effective 2023-08-22).","evidence_excerpt":"On August 22, 2023, in connection with the Transaction, the Company, the Guarantors, the Trustee and the Collateral Agent entered into the First Supplemental Indenture (the “First Supplemental Indenture”) to the Indenture, amending certain terms of the Indenture consented to by the Holders of the requisite aggregate principal amount of the outstanding Notes.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1501134/000150113423000072/0001501134-23-000072-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"Guarantors, U.S. Bank Trust Company, National Association as Trustee and Collateral Agent"},{"label":"Value","value":"Amendment to Indenture to allow issuance of additional Series A Notes up to $100,000 and amend coven"},{"label":"Effective","value":"2023-08-22"}],"fact_type":"material_agreement"},{"claim_id":"f5ddb87e1e1a1732a4ace1b9b2495a83fae394d7","claim":"Invitae Corp entered into Exchange Agreement with holder of the Company's currently outstanding 2.00% Convertible Senior Notes due 2024 valued at Exchange of $17,211,000 Old Notes for $100,000 New Notes and 15,819,604 shares of Common Stock (effective 2023-08-22).","evidence_excerpt":"On August 22, 2023, Invitae Corporation (the “Company”) entered into a privately negotiated exchange agreement (the “Exchange Agreement”) with a holder of the Company’s currently outstanding 2.00% Convertible Senior Notes due 2024 (the “Old Notes”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1501134/000150113423000072/0001501134-23-000072-index.htm","confidence":0.95,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"holder of the Company's currently outstanding 2.00% Convertible Senior Notes due 2024"},{"label":"Value","value":"Exchange of $17,211,000 Old Notes for $100,000 New Notes and 15,819,604 shares of Common Stock"},{"label":"Effective","value":"2023-08-22"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}