---
schema_version: "secwatch.filing_event.v1"
accession: "0001505155-24-000054"
form_type: "8-K"
ticker: "UPLD"
cik: "0001505155"
company_name: "Upland Software, Inc."
filed_at: "2024-06-05T23:59:59+00:00"
generated_at: "2026-06-01T06:14:57.235035+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Shareholders approve NOL-protection rights plan and new equity plan at annual meeting

## Summary
- Approved 2024 Tax Benefit Preservation Plan to guard NOLs; one preferred stock purchase right per share dividend.
- Approved 2024 Omnibus Incentive Plan authorizing up to 3.2M new shares plus shares from prior plan.
- Elected directors Steven E. Courter and Teresa Miles Walsh; ratified EY as auditor for 2024.
- Advisory say-on-pay approved with ~96% of votes cast in favor (22.6M for, 1.05M against).
- Rights dividend record date June 15, 2024; Broadridge Corporate Issuer Solutions as Rights Agent.

## SEC filing metadata
- accession: 0001505155-24-000054
- form_type: 8-K
- ticker: UPLD
- cik: 0001505155
- company_name: Upland Software, Inc.
- filed_at: 2024-06-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 5.07, 3.03, 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1505155/000150515524000054/0001505155-24-000054-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1505155/000150515524000054/upld-20240605.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001505155-24-000054
- JSON: https://secwatch.observer/filing/0001505155-24-000054.json
- Plain text: https://secwatch.observer/filing/0001505155-24-000054.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.