secwatch.observer — SEC 8-K summary
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Issuer:     Upland Software, Inc. (UPLD)
CIK:        0001505155
Form:       8-K
Filed at:   2024-06-05T23:59:59+00:00
Accession:  0001505155-24-000054
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 5.07, 3.03, 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Shareholders approve NOL-protection rights plan and new equity plan at annual meeting
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- Approved 2024 Tax Benefit Preservation Plan to guard NOLs; one preferred stock purchase right per share dividend.
- Approved 2024 Omnibus Incentive Plan authorizing up to 3.2M new shares plus shares from prior plan.
- Elected directors Steven E. Courter and Teresa Miles Walsh; ratified EY as auditor for 2024.
- Advisory say-on-pay approved with ~96% of votes cast in favor (22.6M for, 1.05M against).
- Rights dividend record date June 15, 2024; Broadridge Corporate Issuer Solutions as Rights Agent.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1505155/000150515524000054/0001505155-24-000054-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1505155/000150515524000054/upld-20240605.htm
  HTML page:      https://secwatch.observer/filing/0001505155-24-000054

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer