---
schema_version: "secwatch.filing_event.v1"
accession: "0001505155-26-000015"
form_type: "8-K"
ticker: "UPLD"
cik: "0001505155"
company_name: "Upland Software, Inc."
filed_at: "2026-04-10T23:59:59+00:00"
generated_at: "2026-05-15T06:40:10.698061+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Upland Software receives Nasdaq bid price deficiency notice; has 180 days to cure

## Summary
- Closing bid price below $1.00 for 30 consecutive business days triggers deficiency letter.
- Compliance deadline is October 5, 2026; must close at $1.00 for 10 consecutive business days.
- If not cured, may qualify for second 180-day period by transferring to Nasdaq Capital Market.
- Company will monitor bid price and evaluate options, but cannot assure compliance.

## SEC filing metadata
- accession: 0001505155-26-000015
- form_type: 8-K
- ticker: UPLD
- cik: 0001505155
- company_name: Upland Software, Inc.
- filed_at: 2026-04-10T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1505155/000150515526000015/0001505155-26-000015-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1505155/000150515526000015/upld-20260407.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001505155-26-000015
- JSON: https://secwatch.observer/filing/0001505155-26-000015.json
- Plain text: https://secwatch.observer/filing/0001505155-26-000015.txt

## Source-grounded claims
- claim_id: 59b6cd62ca8db074068b8165ac801e431976383f
  claim: Upland Software, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1)).
  evidence_excerpt: April 7, 2026, Upland Software, Inc. (the “Company”) received a notification letter from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(1) (Rule “5450(a)(1)”). The Nasdaq deficiency letter is a notice of deficiency, not delisting, and does not currently affect the listing or trading of the Com
  evidence_url: https://www.sec.gov/Archives/edgar/data/1505155/000150515526000015/0001505155-26-000015-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.