{"schema_version":"secwatch.filing_event.v1","accession":"0001505155-26-000039","form_type":"8-K","ticker":"UPLD","cik":"0001505155","company_name":"Upland Software, Inc.","filed_at":"2026-06-04T13:17:47+00:00","discovered_at":"2026-06-04T13:19:00.262332+00:00","generated_at":"2026-06-04T13:19:12.739526+00:00","sec_items":["5.02","5.07","5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Upland Software stockholders approve 1-for-10 reverse split and 2024 plan share increase","bullets":["Reverse stock split at 1-for-10 ratio effective June 17, 2026; no fractional shares, cash in lieu.","Stockholders approved amendment to 2024 Omnibus Incentive Plan, raising share reserve from 3.2M to 5.2M shares.","Class III director John T. (Jack) McDonald reelected with 16.2M votes for, 3.2M withheld.","KPMG ratified as FY 2026 auditor; advisory Say-on-Pay approved with 17.1M votes for.","All six proposals passed at June 3, 2026 annual meeting; broker non-votes recorded on three items."],"urls":{"canonical":"https://secwatch.observer/filing/0001505155-26-000039","json":"https://secwatch.observer/filing/0001505155-26-000039.json","markdown":"https://secwatch.observer/filing/0001505155-26-000039.md","text":"https://secwatch.observer/filing/0001505155-26-000039.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/upld-20260603.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-04T13:19:12.739526+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"e109cc2ecc0da423892cfee768a2fa0ef4694106","claim":"Upland Software, Inc.: Filed Certificate of Amendment to effect a 1-for-10 reverse stock split of common stock (effective 2026-06-17).","evidence_excerpt":"On June 3, 2026, the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, which will effect the Reverse Split (as defined below). The Certificate of Amendment will become effective at 12:01 AM Eastern Time on June 17, 2026, prior to the opening of trading on The Nasdaq Global Market (“Nasdaq”). As a result of the Reverse Split, every 10 shares of common stock, par value $0.0001 per share (the \"Common Stock\"), issued and outstanding will be converted into one share of Common Stock.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2026-06-17"}],"fact_type":"governance_change"},{"claim_id":"36dcbe6e0f0a08df843f76f1818e5a7fb72d3d09","claim":"Upland Software, Inc. shareholders approved Reverse Split Proposal (range 1:5 to 1:30) at the 2026-06-03 meeting.","evidence_excerpt":"The stockholders approved the Reverse Split Proposal .","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"reverse split"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-03"}],"fact_type":"shareholder_vote"},{"claim_id":"73550b8b21b11a8cf3df82063285d297d2804bcf","claim":"Upland Software, Inc. shareholders approved Election of one Class III director at the 2026-06-03 meeting.","evidence_excerpt":"The stockholders elected one Class III director to serve on the Company's board of directors until the Company's 2029 annual meeting of stockholders, or until a successor is duly elected and qualified.","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-03"}],"fact_type":"shareholder_vote"},{"claim_id":"8aae1b115bf538b2a77284d9ee6b8a5c2907b861","claim":"Upland Software, Inc. shareholders approved Amendment to 2024 Omnibus Incentive Plan to increase reserved shares from 3,200,000 to 5,200,000 at the 2026-06-03 meeting.","evidence_excerpt":"The stockholders approved the Equity Plan Increase Proposal.","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-03"}],"fact_type":"shareholder_vote"},{"claim_id":"a5e132c2583f347061cfa322c497476fd47851c3","claim":"Upland Software, Inc. shareholders approved Ratification of KPMG LLP as independent registered public accounting firm at the 2026-06-03 meeting.","evidence_excerpt":"The stockholders ratified the appointment of KPMG, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026.","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-03"}],"fact_type":"shareholder_vote"},{"claim_id":"da98f210622581b4a1759796f592eb39cf969454","claim":"Upland Software, Inc. shareholders approved Adjournment Proposal (to permit further solicitation if needed) at the 2026-06-03 meeting.","evidence_excerpt":"The stockholders approved the Adjournment Proposal.","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-03"}],"fact_type":"shareholder_vote"},{"claim_id":"dcb9f66f66776c3476bba2824584fff0bd3e6ad8","claim":"Upland Software, Inc. shareholders approved Advisory vote on executive compensation at the 2026-06-03 meeting.","evidence_excerpt":"The stockholders approved, on an advisory basis, the compensation of the Company's named executive officers.","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1505155/000150515526000039/0001505155-26-000039-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2026-06-03"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}