---
schema_version: "secwatch.filing_event.v1"
accession: "0001505155-26-000062"
form_type: "8-K"
ticker: "UPLD"
cik: "0001505155"
company_name: "Upland Software, Inc."
filed_at: "2026-08-05T20:40:47+00:00"
generated_at: "2026-08-05T20:42:09.553181+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Upland Software receives Nasdaq deficiency notice for failing $15M MVPHS requirement

## Summary
- Received notice on July 31, 2026 for non-compliance with Nasdaq's $15M minimum market value of publicly held shares.
- Has 180 days, until January 27, 2027, to regain compliance with the MVPHS requirement.
- If not regained, Nasdaq will issue a delisting notice; company may appeal to a Nasdaq Hearings Panel.
- Common stock continues trading on Nasdaq Global Market under symbol UPLD during the cure period.
- Company will monitor and consider options but cannot assure it will regain compliance.

## SEC filing metadata
- accession: 0001505155-26-000062
- form_type: 8-K
- ticker: UPLD
- cik: 0001505155
- company_name: Upland Software, Inc.
- filed_at: 2026-08-05T20:40:47+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1505155/000150515526000062/0001505155-26-000062-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1505155/000150515526000062/upld-20260731.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001505155-26-000062
- JSON: https://secwatch.observer/filing/0001505155-26-000062.json
- Plain text: https://secwatch.observer/filing/0001505155-26-000062.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.