secwatch.observer — SEC 8-K summary
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Issuer:     Upland Software, Inc. (UPLD)
CIK:        0001505155
Form:       8-K
Filed at:   2026-08-05T20:40:47+00:00
Accession:  0001505155-26-000062
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Upland Software receives Nasdaq deficiency notice for failing $15M MVPHS requirement
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- Received notice on July 31, 2026 for non-compliance with Nasdaq's $15M minimum market value of publicly held shares.
- Has 180 days, until January 27, 2027, to regain compliance with the MVPHS requirement.
- If not regained, Nasdaq will issue a delisting notice; company may appeal to a Nasdaq Hearings Panel.
- Common stock continues trading on Nasdaq Global Market under symbol UPLD during the cure period.
- Company will monitor and consider options but cannot assure it will regain compliance.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1505155/000150515526000062/0001505155-26-000062-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1505155/000150515526000062/upld-20260731.htm
  HTML page:      https://secwatch.observer/filing/0001505155-26-000062

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