---
schema_version: "secwatch.filing_event.v1"
accession: "0001511737-25-000083"
form_type: "8-K"
ticker: "UI"
cik: "0001511737"
company_name: "Ubiquiti Inc."
filed_at: "2025-12-05T23:59:59+00:00"
generated_at: "2026-05-16T14:14:15.140983+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# Ubiquiti noncompliant with NYSE audit committee rule after director Sege's death

## Summary
- Director Ronald A. Sege, Board member since 2012, passed away on November 30, 2025.
- Audit committee now has two independent directors, violating NYSE Section 303A.07(a) minimum of three.
- Company notified NYSE on Dec 3 and received official non-compliance notice on Dec 4; expects to appoint replacement promptly.
- At Dec 4 annual meeting, shareholders voted for Sege (posthumously) but seat remains vacant; KPMG ratification approved.

## SEC filing metadata
- accession: 0001511737-25-000083
- form_type: 8-K
- ticker: UI
- cik: 0001511737
- company_name: Ubiquiti Inc.
- filed_at: 2025-12-05T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 3.01, 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1511737/000151173725000083/0001511737-25-000083-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1511737/000151173725000083/ui-20251203.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001511737-25-000083
- JSON: https://secwatch.observer/filing/0001511737-25-000083.json
- Plain text: https://secwatch.observer/filing/0001511737-25-000083.txt

## Source-grounded claims
- claim_id: 01b9d869cc36c66be0567530ab34578444090110
  claim: Ubiquiti Inc. received a nyse noncompliance notice notice regarding audit committee (rules 303A.07(a), 10A-3, 303A.02).
  evidence_excerpt: December 4, 2025, the Company received official notice of non-compliance from the NYSE with respect to this deficiency. The Company expects to appoint, as soon as practicable, an additional member to the Board and audit committee who meets the independence requirements of Rule 10A-3 under the Securities Exchange Act of 1934, as amended, and Section 303A.02 of the Listed Company Manual. Upon appointing such new member of the Board and the audit committee, the Company will regain compliance with Section 303A.07(a) of the Listed Company Manual.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1511737/000151173725000083/0001511737-25-000083-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.