---
schema_version: "secwatch.filing_event.v1"
accession: "0001520138-26-000460"
form_type: "8-K"
ticker: "BIVI"
cik: "0001580149"
company_name: "BIOVIE INC."
filed_at: "2026-11-06T22:10:57+00:00"
generated_at: "2026-11-06T22:12:06.124623+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# BioVie raises $4.74M in registered direct at $1.60/share; issues 2.96M common warrants at $1.70

## Summary
- Sold 960,000 shares at $1.60 and 2,002,500 pre-funded warrants at $1.5999 (exercise price $0.0001) to a single healthcare-focused institutional investor.
- Concurrent private placement of 2,962,500 common warrants at $1.70 exercise price, exercisable six months after issuance and expiring 5.5 years from issuance.
- Aggregate gross proceeds ~$4.74M before fees; A.G.P./Alliance Global Partners was sole placement agent with a 7.0% cash fee; net proceeds for working capital and general corporate purposes.
- Company agreed to a 60-day standstill on new equity issuance, a six-month ban on variable-rate transactions, and directors/officers locked up 60 days post-close.
- Offering closed November 5, 2026; shares sold under the Form S-3 shelf (File No. 333-296924); BioVie must file a resale registration for the common warrant shares.

## SEC filing metadata
- accession: 0001520138-26-000460
- form_type: 8-K
- ticker: BIVI
- cik: 0001580149
- company_name: BIOVIE INC.
- filed_at: 2026-11-06T22:10:57+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1580149/000152013826000460/0001520138-26-000460-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1580149/000152013826000460/bivi-20261105_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001520138-26-000460
- JSON: https://secwatch.observer/filing/0001520138-26-000460.json
- Plain text: https://secwatch.observer/filing/0001520138-26-000460.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.