secwatch.observer — SEC 8-K summary ====================================== Issuer: Wheeler Real Estate Investment Trust, Inc. (WHLR) CIK: 0001527541 Form: 8-K Filed at: 2026-10-13T20:05:54+00:00 Accession: 0001527541-26-000391 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 3.02 LLM model: deepseek-v4.1-flash:cloud@v2 Wheeler REIT to issue 2.65M common shares for 141,952 Series B, 17,233 Series D preferred -------------------------------------------------------------------------------- - Oct 6-9, 2026 exchanges totaled 2,649,319 common shares issued for 141,952 Series B and 17,233 Series D preferred across 14 separate transactions. - Oct 6: 917,868 shares for 53,058 Series B and 10,758 Series D; Oct 7: 780,881 shares for 48,529 Series B and 2,475 Series D. - Oct 8: 824,696 common for 33,372 Series B and 4,000 Series D; Oct 9: 125,874 common for 6,993 Series B. - Exchange ratios ranged from 10 to 128 common shares per share of preferred; the exchanged preferred shares were retired and cancelled. - No cash proceeds were received; common stock issued to unaffiliated holders under the Section 3(a)(9) exemption, with no commissions paid. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1527541/000152754126000391/0001527541-26-000391-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1527541/000152754126000391/whlr-20261006.htm HTML page: https://secwatch.observer/filing/0001527541-26-000391 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer