Sera Prognostics amends Baker Bros. director nomination threshold to 19.9%

SERA PROGNOSTICS, INC.

Amendment No. 2 to Side Letter with Baker Bros. Advisors LP executed Dec 6, 2023.
Baker Bros. must now beneficially own at least 19.9% of total voting power to nominate a director.
Previous threshold was lower; change raises bar for board appointment rights.
Amendment will be filed as exhibit to 2023 Form 10-K.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

SERA PROGNOSTICS, INC. amended Amendment No. 2 with Baker Bros. Advisors LP and certain affiliates (effective 2023-12-06).

Action: amendment
Counterparty: Baker Bros. Advisors LP and certain affiliates
Effective: 2023-12-06

Exact text from the filing

On December 6, 2023, Sera Prognostics, Inc. (the “Company”) entered into the second amendment (“Amendment No. 2”) to that certain Side Letter, dated as of April 29, 2021 (the “Side Letter”), previously amended effective February 16, 2023, with Baker Bros. Advisors LP and certain affiliates of Baker Bros. Advisors LP (collectively, “Baker Bros. Investors”).

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Source: SEC EDGAR

accession 0001534969-23-000127

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