secwatch.observer — SEC 8-K summary ====================================== Issuer: Voya Financial, Inc. (VOYA) CIK: 0001535929 Form: 8-K Filed at: 2026-10-15T20:15:49+00:00 Accession: 0001535929-26-000179 Event type: other_material Sentiment: neutral Materiality: 0.40 Item codes: 7.01 LLM model: deepseek-v4.1-flash:cloud@v2 Voya pre-releases Q3 IM AUM of $363B ahead of Nov 2 earnings; equity $112B, fixed income $232B -------------------------------------------------------------------------------- - Preliminary Investment Management segment AUM was approximately $363B as of September 30, 2026, disclosed before the quarterly earnings release and financial supplement due November 2, 2026. - Asset type mix: $112B equity, $148B fixed income-public, $84B fixed income-private, $15B alternatives and $3B money market. - Client mix: $176B institutional external assets, $152B retail external assets and $36B company general account assets, all reported on a market value basis. - No prior-quarter or year-over-year AUM comparison, net flows or fee-rate detail was provided in the disclosure. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1535929/000153592926000179/0001535929-26-000179-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1535929/000153592926000179/voya-20261015.htm HTML page: https://secwatch.observer/filing/0001535929-26-000179 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer