---
schema_version: "secwatch.filing_event.v1"
accession: "0001538716-23-000092"
form_type: "8-K"
ticker: "OPRT"
cik: "0001538716"
company_name: "Oportun Financial Corp"
filed_at: "2023-06-08T23:59:59+00:00"
generated_at: "2026-06-14T04:55:10.595665+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Oportun stockholders elect directors, ratify auditor, approve say-on-pay at annual meeting

## Summary
- Director Jo Ann Barefoot elected despite more votes withheld (8,188,099) than for (8,092,038); Sandra A. Smith elected with 8,203,354 for vs 8,076,783 withheld.
- Ratification of Deloitte & Touche as auditor approved: 23,303,017 for, 1,658,270 against, 1,308,427 abstain.
- Advisory say-on-pay approved: 11,205,303 for, 3,777,601 against, 1,297,233 abstain; 9,989,577 broker non-votes not counted.
- Annual meeting had 26,269,714 shares present (77.52% voting power).

## SEC filing metadata
- accession: 0001538716-23-000092
- form_type: 8-K
- ticker: OPRT
- cik: 0001538716
- company_name: Oportun Financial Corp
- filed_at: 2023-06-08T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1538716/000153871623000092/0001538716-23-000092-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1538716/000153871623000092/oprt-20230606.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001538716-23-000092
- JSON: https://secwatch.observer/filing/0001538716-23-000092.json
- Plain text: https://secwatch.observer/filing/0001538716-23-000092.txt

## Key facts
- Shareholder Votes
  Oportun Financial Corp shareholders approved Non-binding advisory resolution to approve the Company's named executive officer compensation, as described in the proxy materials. at the 2023-06-06 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2023-06-06
  source text: FOR AGAINST ABSTAIN BROKER NON-VOTES 11,205,303 3,777,601 1,297,233 9,989,577
  evidence_url: https://www.sec.gov/Archives/edgar/data/1538716/000153871623000092/0001538716-23-000092-index.htm
- Shareholder Votes
  Oportun Financial Corp shareholders approved Election of two Class I directors, Jo Ann Barefoot and Sandra A. Smith, each to serve a three-year term at the 2023-06-06 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-06-06
  source text: Nominees FOR WITHHELD BROKER NON-VOTES Jo Ann Barefoot 8,092,038 8,188,099 9,989,577 Sandra A. Smith 8,203,354 8,076,783 9,989,577
  evidence_url: https://www.sec.gov/Archives/edgar/data/1538716/000153871623000092/0001538716-23-000092-index.htm
- Shareholder Votes
  Oportun Financial Corp shareholders approved Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. at the 2023-06-06 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-06-06
  source text: FOR AGAINST ABSTAIN 23,303,017 1,658,270 1,308,427
  evidence_url: https://www.sec.gov/Archives/edgar/data/1538716/000153871623000092/0001538716-23-000092-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
