---
schema_version: "secwatch.filing_event.v1"
accession: "0001541401-24-000025"
form_type: "8-K"
ticker: "ESRT"
cik: "0001541401"
company_name: "Empire State Realty Trust, Inc."
filed_at: "2024-08-19T23:59:59+00:00"
generated_at: "2026-05-31T08:40:10.357774+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# ESRT receives NYSE delisting notice for late Q2 10-Q filing due to IT control deficiencies

## Summary
- Received NYSE (Aug 15) and NYSE Arca (Aug 16) notices for failing to timely file Q2 2024 Form 10-Q.
- EY identified design deficiencies in IT general controls for systems used in 2023 financial statements.
- Company has up to six months from original due date to file Form 10-Q and regain compliance.
- Failure to file within six months may allow a request for up to six additional months; otherwise delisting starts.
- Working with EY to assess impacts and file Form 10-Q as soon as practicably possible.

## SEC filing metadata
- accession: 0001541401-24-000025
- form_type: 8-K
- ticker: ESRT
- cik: 0001541401
- company_name: Empire State Realty Trust, Inc.
- filed_at: 2024-08-19T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1541401/000154140124000025/0001541401-24-000025-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1541401/000154140124000025/esrt-20240815.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001541401-24-000025
- JSON: https://secwatch.observer/filing/0001541401-24-000025.json
- Plain text: https://secwatch.observer/filing/0001541401-24-000025.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.