{"schema_version":"secwatch.filing_event.v1","accession":"0001552781-22-000146","form_type":"8-K","ticker":"SWKHL","cik":"0001089907","company_name":"SWK Holdings Corp","filed_at":"2022-02-10T23:59:59+00:00","discovered_at":"2026-05-14T18:04:05.386664+00:00","generated_at":"2026-06-27T09:02:09.462492+00:00","sec_items":["3.01","5.02"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"SWKH receives Nasdaq delisting notice for board independence; appoints Laurie Dotter to board","bullets":["Nasdaq notified SWKH on Feb 4, 2022 of non-compliance with independent director and committee rules due to resignations of five directors.","Nasdaq shortened compliance plan submission deadline to Feb 16, 2022; company intends to submit a plan to regain compliance.","Board appointed Laurie Dotter as independent director on Feb 9, 2022; she joins the Governance Committee.","Dotter has executive leadership in real estate investment firms and prior board experience; her appointment is part of compliance efforts."],"urls":{"canonical":"https://secwatch.observer/filing/0001552781-22-000146","json":"https://secwatch.observer/filing/0001552781-22-000146.json","markdown":"https://secwatch.observer/filing/0001552781-22-000146.md","text":"https://secwatch.observer/filing/0001552781-22-000146.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1089907/000155278122000146/0001552781-22-000146-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1089907/000155278122000146/e22071_swkh-8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-27T09:02:09.462492+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"a4aaa6664b","claim":"Laurie Dotter was appointed as Director at SWK Holdings Corp.","evidence_excerpt":"On February 9, 2022, the Board appointed Laurie Dotter, effective immediately, to serve as a member of the Board for a term expiring at the Company’s 2022 annual meeting of stockholders.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1089907/000155278122000146/0001552781-22-000146-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}