secwatch.observer — SEC 8-K summary
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Issuer:     SWK Holdings Corp (SWKHL)
CIK:        0001089907
Form:       8-K
Filed at:   2022-09-01T23:59:59+00:00
Accession:  0001552781-22-000547
Event type: leadership
Sentiment:  neutral
Materiality: 0.75
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

SWK Holdings CEO Winston Black to depart; Jody Staggs appointed President and Interim CEO
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- CEO Winston Black to leave effective Sept 30, 2022; will serve as consultant for six months.
- Jody Staggs, Managing Director, promoted to President effective Sept 1 and Interim CEO effective Sept 30.
- Separation agreement includes $1.1M lump sum, six months base salary ($150,250), and other benefits.
- Staggs co-founded PBS Capital, joined SWK in 2015, promoted to Managing Director in 2020.
- Investment assets total ~$219M; recent closings: two $25M financings with Aziyo Biologics and MedMinder.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1089907/000155278122000547/0001552781-22-000547-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1089907/000155278122000547/e22410_swkh-8k.htm
  HTML page:      https://secwatch.observer/filing/0001552781-22-000547

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