---
schema_version: "secwatch.filing_event.v1"
accession: "0001552781-22-000630"
form_type: "8-K"
ticker: "SWKHL"
cik: "0001089907"
company_name: "SWK Holdings Corp"
filed_at: "2022-11-09T23:59:59+00:00"
generated_at: "2026-06-22T00:35:29.406207+00:00"
event_type: "earnings"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# SWK Holdings Q3 GAAP net income $6.6M ($0.51/diluted share), revenue up 42% YoY; names new CEO and CFO

## Summary
- GAAP net income $6.6M ($0.51 per diluted share) vs $2.2M ($0.17) in Q3 2021, up 195%.
- Total revenue $13.6M, up 42.4% YoY, driven by $5.0M milestone from Cara Therapeutics.
- Finance receivables adjusted non-GAAP net income $6.0M, down 22.3% from $7.7M YoY.
- Closed three new financings totaling $57.5M committed capital during the quarter.
- Leadership transition: Jody Staggs named President and Interim CEO; Yvette Heinrichson named CFO.

## SEC filing metadata
- accession: 0001552781-22-000630
- form_type: 8-K
- ticker: SWKHL
- cik: 0001089907
- company_name: SWK Holdings Corp
- filed_at: 2022-11-09T23:59:59+00:00
- event_type: earnings
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1089907/000155278122000630/0001552781-22-000630-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1089907/000155278122000630/e22495_swkh-8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001552781-22-000630
- JSON: https://secwatch.observer/filing/0001552781-22-000630.json
- Plain text: https://secwatch.observer/filing/0001552781-22-000630.txt

## Key facts
- Earnings Releases
  SWK Holdings Corp reported the third quarter ended September 30, 2022 results: revenue $13.6 million, net income $6.6 million, or $0.51 per diluted share, EPS $0.51 per diluted share.
  - Period: the third quarter ended September 30, 2022
  - Revenue: $13.6 million
  - Net income: $6.6 million, or $0.51 per diluted share
  - EPS: $0.51 per diluted share
  - Result: reported results
  source text: drive value creation for SWK, translating to solid returns for our shareholders.” Third Quarter 2022 Financial Results For the third quarter 2022, SWK reported total revenue of $13.6 million, a 42.4% increase compared to $9.6 million for the third quarter 2021. The $4.0 million increase in revenue was primarily due to $5.0 million of milestone revenue related to
  evidence_url: https://www.sec.gov/Archives/edgar/data/1089907/000155278122000630/0001552781-22-000630-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.