---
schema_version: "secwatch.filing_event.v1"
accession: "0001552781-23-000120"
form_type: "8-K"
ticker: "SWKHL"
cik: "0001089907"
company_name: "SWK Holdings Corp"
filed_at: "2023-03-15T23:59:59+00:00"
generated_at: "2026-06-18T01:38:05.439958+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# SWK Holdings replaces director: Wendy DiCicco resigns, Jerry Albright appointed effective March 15

## Summary
- Wendy DiCicco resigned from Board effective March 15, 2023; no disagreement with company on operations, policies, or practices.
- Jerry Albright appointed as director effective same date; will serve on Audit, Governance/Nominating, and Compensation Committees.
- Albright is independent, qualifies as audit committee financial expert; prior roles include managing partner at ADIM and former CIO of Teacher Retirement System of Texas.

## SEC filing metadata
- accession: 0001552781-23-000120
- form_type: 8-K
- ticker: SWKHL
- cik: 0001089907
- company_name: SWK Holdings Corp
- filed_at: 2023-03-15T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1089907/000155278123000120/0001552781-23-000120-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1089907/000155278123000120/e23115_swkh-8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001552781-23-000120
- JSON: https://secwatch.observer/filing/0001552781-23-000120.json
- Plain text: https://secwatch.observer/filing/0001552781-23-000120.txt

## Key facts
- Executive change
  Wendy DiCicco resigned as Director at SWK Holdings Corp.
  - Action: resigned
  - Role: Director
  source text: On March 10, 2023, Wendy DiCicco resigned from the Board of Directors (the “Board”) of SWK Holdings Corporation (the “Company”), effective March 15, 2023 (the “Effective Date”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1089907/000155278123000120/0001552781-23-000120-index.htm
- Executive change
  Jerry Albright was appointed as Director at SWK Holdings Corp.
  - Action: appointed
  - Role: Director
  source text: the Board appointed Jerry Albright to serve as a director of the Board, effective as of the Effective Date
  evidence_url: https://www.sec.gov/Archives/edgar/data/1089907/000155278123000120/0001552781-23-000120-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.