secwatch.observer — SEC 8-K summary ====================================== Issuer: SWK Holdings Corp (SWKHL) CIK: 0001089907 Form: 8-K Filed at: 2023-06-14T23:59:59+00:00 Accession: 0001552781-23-000297 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 SWK Holdings stockholders elect four directors, ratify BPM LLP as auditor ------------------------------------------------------------------------- - All four director nominees elected (plurality): Jerry Albright, Laurie L. Dotter, Robert K. Hatcher, Marcus Pennington. - Ratification of BPM LLP as independent auditor for 2023: 12,262,940 for, 402 against, 95 abstain. - Advisory vote on executive compensation approved: 10,791,587 for, 326,870 against, 826,999 abstain. - Broker non-votes of 317,981 on proposals 1 and 3 (directors and compensation). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1089907/000155278123000297/0001552781-23-000297-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1089907/000155278123000297/e23285_swkh-8k.htm HTML page: https://secwatch.observer/filing/0001552781-23-000297 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer