secwatch / observer
8-K filed June 30, 2023, 7:59 PM ET ticker SWKHL CIK 0001089907
debt confidence high sentiment neutral materiality 0.50

SWK Holdings Corp (SWKHL): debt financing — SWK Holdings enters $45M revolving credit facility with First Horizon Bank, replacing Cadence loan

SWK Holdings Corp

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

SWK Holdings Corp incurred revolving credit of $45.0 million with First Horizon Bank, as a Lender and Agent at Term SOFR plus 3.75% maturing 2027-06-28.

Instrument
revolving credit
Principal
$45.0 million
Counterparty
First Horizon Bank, as a Lender and Agent
Rate
Term SOFR plus 3.75%
Maturity
2027-06-28
Event
incurrence
Exact text from the filing
as a Lender and Agent (the “Agent”). The Credit Agreement provides for a revolving credit facility (the “Revolving Credit Facility”) with an initial maximum principal amount of $45.0 million (the “Maximum Loan Amount”). The Credit Agreement provides that the Company may request one or more incremental increases to the Maximum Principal Amount by an aggregate amount
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.99

SWK Holdings Corp entered into Credit Agreement with First Horizon Bank valued at Revolving credit facility with initial maximum principal amount of $45.0 million, with ability to in (effective 2023-06-28).

Action
entry
Agreement
credit facility
Counterparty
First Horizon Bank
Value
Revolving credit facility with initial maximum principal amount of $45.0 million, with ability to in
Effective
2023-06-28
Exact text from the filing
On June 28, 2023, SWK Holdings Corporation (the “Company”) entered into a new Credit Agreement (the “Credit Agreement”), by and among the Company, SWK Funding LLC, a Delaware limited liability company and wholly-owned subsidiary of the Company (“SWK Funding” and together with the Company, the “Borrower”), the lenders party thereto (each a “Lender” and collectively, the “Lenders”), and First Horizon Bank, as a Lender and Agent (the “Agent”).
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.99

SWK Holdings Corp terminated Loan and Security Agreement with Cadence Bank, N.A. valued at Terminated existing credit agreement with no outstanding balance; paid approximately $60,000 in inte (effective 2023-06-28).

Action
termination
Agreement
credit facility
Counterparty
Cadence Bank, N.A.
Value
Terminated existing credit agreement with no outstanding balance; paid approximately $60,000 in inte
Effective
2023-06-28
Exact text from the filing
In anticipation of closing of the Revolving Credit Facility, on June 28, 2023, the Company paid approximately $60,000 in interest and legal expenses, satisfying in full its obligations under the Existing Credit Agreement, and provided written notice of termination of the Existing Credit Agreement, effective as of June 28, 2023.
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SWK Holdings Corp filing history →

Source: SEC EDGAR
accession 0001552781-23-000317
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