---
schema_version: "secwatch.filing_event.v1"
accession: "0001552781-24-000394"
form_type: "8-K"
ticker: "SWKHL"
cik: "0001089907"
company_name: "SWK Holdings Corp"
filed_at: "2024-07-08T23:59:59+00:00"
generated_at: "2026-05-31T22:48:03.726904+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# SWK Holdings appoints Adam Rice as CFO, promotes Courtney Baker to Controller

## Summary
- Adam Rice appointed CFO effective July 3, 2024; also named principal financial and accounting officer.
- Rice's compensation: $302,500 base salary, 60% cash bonus target, $100,000 restricted stock grant vesting over 4 years.
- Courtney Baker promoted from Assistant Controller to Controller, effective immediately.
- Rice brings 18+ years of finance leadership; previously CFO of Park Cities Asset Management.

## SEC filing metadata
- accession: 0001552781-24-000394
- form_type: 8-K
- ticker: SWKHL
- cik: 0001089907
- company_name: SWK Holdings Corp
- filed_at: 2024-07-08T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1089907/000155278124000394/0001552781-24-000394-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1089907/000155278124000394/e24300_swkh-8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001552781-24-000394
- JSON: https://secwatch.observer/filing/0001552781-24-000394.json
- Plain text: https://secwatch.observer/filing/0001552781-24-000394.txt

## Key facts
- Executive change
  Adam Rice was appointed as Chief Financial Officer at SWK Holdings Corp.
  - Action: appointed
  - Role: Chief Financial Officer
  source text: On July 8, 2024, SWK Holdings, Inc. (the “Company”) announced that on July 3, 2024, the Board of Directors (the “Board”) of the Company, appointed Adam Rice as Chief Financial Officer of the Company, effective as of July 3, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1089907/000155278124000394/0001552781-24-000394-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.