secwatch.observer — SEC 8-K summary ====================================== Issuer: SWK Holdings Corp (SWKHL) CIK: 0001089907 Form: 8-K Filed at: 2024-07-08T23:59:59+00:00 Accession: 0001552781-24-000394 Event type: leadership Sentiment: neutral Materiality: 0.60 Item codes: 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 SWK Holdings appoints Adam Rice as CFO, promotes Courtney Baker to Controller ----------------------------------------------------------------------------- - Adam Rice appointed CFO effective July 3, 2024; also named principal financial and accounting officer. - Rice's compensation: $302,500 base salary, 60% cash bonus target, $100,000 restricted stock grant vesting over 4 years. - Courtney Baker promoted from Assistant Controller to Controller, effective immediately. - Rice brings 18+ years of finance leadership; previously CFO of Park Cities Asset Management. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1089907/000155278124000394/0001552781-24-000394-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1089907/000155278124000394/e24300_swkh-8k.htm HTML page: https://secwatch.observer/filing/0001552781-24-000394 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer