secwatch.observer — SEC 8-K summary
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Issuer:     Dolphin Entertainment, Inc. (DLPN)
CIK:        0001282224
Form:       8-K
Filed at:   2022-04-25T23:59:59+00:00
Accession:  0001553350-22-000353
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Dolphin Entertainment receives Nasdaq delisting notice for late 10-K filing
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- Nasdaq notified DLPN on April 19, 2022, for non-compliance with Listing Rule 5250(c)(1) due to delayed 10-K.
- No immediate delisting; company has 60 days to file 10-K or submit a plan to regain compliance.
- If plan accepted, Nasdaq may grant up to 180 days from original due date to file.
- Company expects to file the 10-K within the 60-day period, avoiding a formal compliance plan.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1282224/000155335022000353/0001553350-22-000353-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1282224/000155335022000353/dlpn_8k.htm
  HTML page:      https://secwatch.observer/filing/0001553350-22-000353

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer