---
schema_version: "secwatch.filing_event.v1"
accession: "0001553350-22-000849"
form_type: "8-K"
ticker: "DUOT"
cik: "0001396536"
company_name: "DUOS TECHNOLOGIES GROUP, INC."
filed_at: "2022-11-03T23:59:59+00:00"
generated_at: "2026-06-22T08:34:15.238301+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Duos Technologies raises $551,001 in private placement of common and Series D preferred stock

## Summary
- Sold 83,667 common shares at $3.00/share and 300 Series D preferred shares at $1,000/share.
- Gross proceeds of $551,001; Northland Securities acted as placement agent with up to 7% fee.
- Registration rights agreement requires filing resale registration statement within 90 days.
- Shareholder approval required before conversion of Series D preferred stock to common stock.
- Transaction similar to prior Sept. 30, 2022 private placement.

## SEC filing metadata
- accession: 0001553350-22-000849
- form_type: 8-K
- ticker: DUOT
- cik: 0001396536
- company_name: DUOS TECHNOLOGIES GROUP, INC.
- filed_at: 2022-11-03T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1396536/000155335022000849/0001553350-22-000849-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1396536/000155335022000849/duot_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001553350-22-000849
- JSON: https://secwatch.observer/filing/0001553350-22-000849.json
- Plain text: https://secwatch.observer/filing/0001553350-22-000849.txt

## Key facts
- Material Agreements
  DUOS TECHNOLOGIES GROUP, INC. entered into Securities Purchase Agreement with an existing investor in the Company and two other accredited investors valued at aggregate proceeds of $551,001 (effective 2022-10-29).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: an existing investor in the Company and two other accredited investors
  - Value: aggregate proceeds of $551,001
  - Effective: 2022-10-29
  source text: On October 29, 2022, Duos Technologies Group, Inc. (the “ Company ” ) entered into a Securities Purchase Agreement (the “ Purchase Agreement ” ) with an existing investor in the Company and two other accredited investors (collectively, the “ Purchasers”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1396536/000155335022000849/0001553350-22-000849-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.