{"schema_version":"secwatch.filing_event.v1","accession":"0001553350-23-000210","form_type":"8-K","ticker":"DUOT","cik":"0001396536","company_name":"DUOS TECHNOLOGIES GROUP, INC.","filed_at":"2023-03-29T23:59:59+00:00","discovered_at":"2026-05-14T18:03:44.745295+00:00","generated_at":"2026-06-17T10:11:45.842603+00:00","sec_items":["1.01","3.02","3.03","5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"Duos Technologies raises $4M via Series E Convertible Preferred Stock at $1,000/share, conversion price $3.00","bullets":["Issued 4,000 shares of Series E Convertible Preferred Stock to existing investors for $4M aggregate proceeds.","Each share has stated value $1,000, convertible into common stock at $3.00 per share, subject to adjustment.","Conversion limited to 19.99% beneficial ownership; purchasers elected 19.99% limitation.","Company must hold shareholder meeting within 120 days to approve issuance of shares exceeding 19.99% of outstanding.","Series E Preferred Stock carries 333 votes per share, no separate dividend, participates in common dividends on as-converted basis."],"urls":{"canonical":"https://secwatch.observer/filing/0001553350-23-000210","json":"https://secwatch.observer/filing/0001553350-23-000210.json","markdown":"https://secwatch.observer/filing/0001553350-23-000210.md","text":"https://secwatch.observer/filing/0001553350-23-000210.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1396536/000155335023000210/0001553350-23-000210-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1396536/000155335023000210/duot_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-17T10:11:45.842603+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"7a82d20c08f847f534f6e011b59a9c9854984ff8","claim":"DUOS TECHNOLOGIES GROUP, INC. entered into Registration Rights Agreement with the Purchasers valued at Company shall file with SEC a registration statement covering resale of common stock issuable upon c (effective 2023-03-27).","evidence_excerpt":"In connection with the Purchase Agreement, the Company also entered into a Registration Rights Agreement with the Purchasers.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1396536/000155335023000210/0001553350-23-000210-index.htm","confidence":0.98,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Counterparty","value":"the Purchasers"},{"label":"Value","value":"Company shall file with SEC a registration statement covering resale of common stock issuable upon c"},{"label":"Effective","value":"2023-03-27"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}