{"schema_version":"secwatch.filing_event.v1","accession":"0001553350-23-000307","form_type":"8-K","ticker":"ASTI","cik":"0001350102","company_name":"Ascent Solar Technologies, Inc.","filed_at":"2023-05-26T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.532825+00:00","generated_at":"2026-06-14T12:38:08.774515+00:00","sec_items":["1.01","2.03","9.01"],"event_type":"debt","sentiment":"negative","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"Ascent Solar amends convertible notes; lowers floor price to $0.13, waives Nasdaq equity default","bullets":["Second Amendment waives default from non-compliance with Nasdaq $2.5M stockholders' equity requirement.","Floor Price cut to $0.13; conversion below floor triggers cash or post-split share settlement.","Prepayment schedule: $333,333 each on Apr 3 & Apr 13 (paid); $666,667 due by Sep 17, 2023.","Company must attempt reverse stock split within 60 days, raise capital before Aug 16, maintain $2M cash.","Non-compliance with amendment terms constitutes an Event of Default under the Advance Notes."],"urls":{"canonical":"https://secwatch.observer/filing/0001553350-23-000307","json":"https://secwatch.observer/filing/0001553350-23-000307.json","markdown":"https://secwatch.observer/filing/0001553350-23-000307.md","text":"https://secwatch.observer/filing/0001553350-23-000307.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1350102/000155335023000307/0001553350-23-000307-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1350102/000155335023000307/asti_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T12:38:08.774515+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"e21007887f03b9ae1f110bbf1e62dce742532d92","claim":"Ascent Solar Technologies, Inc. amended Second Amendment with two institutional investors (effective 2023-05-25).","evidence_excerpt":"On May 25, 2023, the Company and each of the Investors entered into a Waiver and Amendment Agreement (the “Second Amendment”) relating to the Securities Purchase Contract and the Advance Notes.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000155335023000307/0001553350-23-000307-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"amendment"},{"label":"Agreement","value":"credit facility"},{"label":"Counterparty","value":"two institutional investors"},{"label":"Effective","value":"2023-05-25"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}