{"schema_version":"secwatch.filing_event.v1","accession":"0001553350-23-000381","form_type":"8-K","ticker":"ASTI","cik":"0001350102","company_name":"Ascent Solar Technologies, Inc.","filed_at":"2023-06-30T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.533317+00:00","generated_at":"2026-06-13T13:49:13.829338+00:00","sec_items":["1.01","3.02","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Ascent Solar raises $900,000 via Series 1B convertible preferred, initial price $0.14/share","bullets":["Issued 900 shares of Series 1B Convertible Preferred at $1,000/share for $900,000 gross proceeds.","Shares rank senior to common on dividends and liquidation; no fixed dividend or voting rights.","Conversion price initially $0.14/share, subject to reset to 90% of lowest VWAP (floor $0.028).","Beneficial ownership capped at 4.99% (can increase to 9.99% with 61 days' notice); Nasdaq rule limits conversion to 19.99% of outstanding without stockholder approval.","Proceeds used for general corporate purposes."],"urls":{"canonical":"https://secwatch.observer/filing/0001553350-23-000381","json":"https://secwatch.observer/filing/0001553350-23-000381.json","markdown":"https://secwatch.observer/filing/0001553350-23-000381.md","text":"https://secwatch.observer/filing/0001553350-23-000381.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1350102/000155335023000381/0001553350-23-000381-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1350102/000155335023000381/asti_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-13T13:49:13.829338+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"ededf6c2ffe0f02b256c0b7b58d1fb23a7ab562b","claim":"Ascent Solar Technologies, Inc. entered into Series 1B SPA with accredited investors valued at $900,000 (effective 2023-06-29).","evidence_excerpt":"On June 29, 2023, Ascent Solar Technologies, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (“Series 1B SPA”) with accredited investors (“Investors”), for the private placement of $900,000 of the Company’s newly designated Series 1B Convertible Preferred Stock","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000155335023000381/0001553350-23-000381-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"accredited investors"},{"label":"Value","value":"$900,000"},{"label":"Effective","value":"2023-06-29"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}