---
schema_version: "secwatch.filing_event.v1"
accession: "0001553350-24-000009"
form_type: "8-K"
ticker: "DUOT"
cik: "0001396536"
company_name: "DUOS TECHNOLOGIES GROUP, INC."
filed_at: "2024-04-05T23:59:59+00:00"
generated_at: "2026-06-04T01:44:01.279403+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Duos issues additional Series D Preferred for $250K in private placement

## Summary
- On April 3, 2024, Duos sold 250 shares of Series D Convertible Preferred Stock at $1,000/share for $250K proceeds.
- Proceeds from unregistered private placement to an accredited investor under Section 4(a)(2)/Reg D.
- Also entered Registration Rights Agreement requiring resale registration filing within 90-120 days.
- This follows prior Series D issuances of 500 shares on March 22 and 120 on March 28, 2024.

## SEC filing metadata
- accession: 0001553350-24-000009
- form_type: 8-K
- ticker: DUOT
- cik: 0001396536
- company_name: DUOS TECHNOLOGIES GROUP, INC.
- filed_at: 2024-04-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1396536/000155335024000009/0001553350-24-000009-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1396536/000155335024000009/duot_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001553350-24-000009
- JSON: https://secwatch.observer/filing/0001553350-24-000009.json
- Plain text: https://secwatch.observer/filing/0001553350-24-000009.txt

## Key facts
- Material Agreements
  DUOS TECHNOLOGIES GROUP, INC. entered into April Registration Rights Agreement with an accredited investor (effective 2024-04-03).
  - Action: entry
  - Counterparty: an accredited investor
  - Effective: 2024-04-03
  source text: In connection with the April Purchase Agreement, the Company also entered into a Registration Rights Agreement (the “April Registration Rights Agreement”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1396536/000155335024000009/0001553350-24-000009-index.htm
- Material Agreements
  DUOS TECHNOLOGIES GROUP, INC. entered into April Purchase Agreement with an accredited investor valued at $250,000 (effective 2024-04-03).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: an accredited investor
  - Value: $250,000
  - Effective: 2024-04-03
  source text: On April 3, 2024, the Company entered into a Securities Purchase Agreement (the “April Purchase Agreement”) with an accredited investor, pursuant to which the Company issued a further 250 shares of Series D Preferred Stock and received proceeds of $250,000.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1396536/000155335024000009/0001553350-24-000009-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.