---
schema_version: "secwatch.filing_event.v1"
accession: "0001558370-21-013597"
form_type: "8-K"
ticker: "HWBK"
cik: "0000893847"
company_name: "HAWTHORN BANCSHARES, INC."
filed_at: "2021-10-27T23:59:59+00:00"
generated_at: "2026-06-28T17:46:06.490815+00:00"
event_type: "earnings"
sentiment: "positive"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Hawthorn Bancshares Q3 net income $5.8M ($0.88 EPS); NIM expands to 3.78%

## Summary
- Net income $5.8M ($0.88 diluted EPS), up $0.9M from linked quarter and $0.8M YoY.
- Net interest margin (FTE) 3.78%, up from 3.40% linked quarter, driven by $1.6M PPP fee income.
- Loans held for investment $1.28B, down 0.9% linked quarter; ex-PPP loans grew 1.0%.
- Non-performing loans $32.8M (2.56% of loans), down $1.0M from linked quarter.
- Quarterly cash dividend of $0.15 per share declared, payable Jan 1, 2022, consistent with prior rate.

## SEC filing metadata
- accession: 0001558370-21-013597
- form_type: 8-K
- ticker: HWBK
- cik: 0000893847
- company_name: HAWTHORN BANCSHARES, INC.
- filed_at: 2021-10-27T23:59:59+00:00
- event_type: earnings
- sentiment: positive
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 2.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/893847/000155837021013597/0001558370-21-013597-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/893847/000155837021013597/hwbk-20211027x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001558370-21-013597
- JSON: https://secwatch.observer/filing/0001558370-21-013597.json
- Plain text: https://secwatch.observer/filing/0001558370-21-013597.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.