secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K Filed at: 2022-11-10T23:59:59+00:00 Accession: 0001558370-22-017398 Event type: earnings Sentiment: neutral Materiality: 0.65 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Capricor Q3 2022 net loss $6.4M, cash $46.6M; HOPE-3 enrollment on track ------------------------------------------------------------------------ - Revenue $1.6M from Nippon Shinyaku upfront recognition; net loss $0.26/shr vs $0.17/shr a year ago. - Cash and securities $46.6M as of Sept 30, 2022, up from $34.9M at year-end 2021. - Raised ~$1.9M through ATM at avg $5.72/shr; cash runway expected into Q2 2024. - HOPE-3 Phase 3 for CAP-1002 in DMD enrollment progressing; interim analysis expected mid-2023. - Positive one-year HOPE-2 open label extension data presented at WMS 2022; new StealthX exosome vaccine data shown. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837022017398/0001558370-22-017398-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000155837022017398/capr-20221110x8k.htm HTML page: https://secwatch.observer/filing/0001558370-22-017398 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer