secwatch.observer — SEC 8-K summary ====================================== Issuer: Kiromic Biopharma, Inc. (—) CIK: 0001792581 Form: 8-K Filed at: 2022-12-12T23:59:59+00:00 Accession: 0001558370-22-018543 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Kiromic BioPharma receives Nasdaq deficiency notice for audit committee non-compliance -------------------------------------------------------------------------------- - Frank Tirelli resigned as director effective Nov 16, 2022, leaving audit committee with fewer than 3 independent members. - Nasdaq requires audit committee of at least 3 independent directors per Listing Rule 5605(c)(2)(A). - Cure period until earlier of next annual shareholders' meeting or Nov 16, 2023; stock continues trading on Nasdaq. - Board's Nominating and Corporate Governance Committee is seeking qualified candidates to fill vacancy. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1792581/000155837022018543/0001558370-22-018543-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1792581/000155837022018543/krbp-20221212x8k.htm HTML page: https://secwatch.observer/filing/0001558370-22-018543 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer