secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K/A Filed at: 2023-06-15T23:59:59+00:00 Accession: 0001558370-23-011151 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Capricor amends 8-K: officer exculpation proposal did not pass, correcting prior report -------------------------------------------------------------------------------- - Proposal 4 (officer exculpation amendment) failed: 5,037,656 for, 1,816,404 against, 103,335 abstain, 9,390,464 broker non-votes. - All other proposals passed: directors elected, auditor ratified, executive compensation approved. - Original 8-K incorrectly reported Proposal 4 as passing; this amendment corrects the vote outcome. - Annual meeting held June 12, 2023; 16,347,859 shares voted of 25,269,926 entitled. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837023011151/0001558370-23-011151-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000155837023011151/capr-20230612x8ka.htm HTML page: https://secwatch.observer/filing/0001558370-23-011151 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer