---
schema_version: "secwatch.filing_event.v1"
accession: "0001558370-23-011153"
form_type: "8-K/A"
ticker: "CAPR"
cik: "0001133869"
company_name: "CAPRICOR THERAPEUTICS, INC."
filed_at: "2023-06-15T23:59:59+00:00"
generated_at: "2026-06-13T23:43:09.106531+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# Capricor files Certificate of Correction voiding amendment to exculpation provisions

## Summary
- Certificate of Correction filed June 15, 2023 voids the Certificate of Amendment filed June 13, 2023.
- The amendment to limit officer liability did not receive required stockholder approval.
- Company's Certificate of Incorporation remains unchanged from pre-June 13, 2023 version.

## SEC filing metadata
- accession: 0001558370-23-011153
- form_type: 8-K/A
- ticker: CAPR
- cik: 0001133869
- company_name: CAPRICOR THERAPEUTICS, INC.
- filed_at: 2023-06-15T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837023011153/0001558370-23-011153-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1133869/000155837023011153/capr-20230612x8ka.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001558370-23-011153
- JSON: https://secwatch.observer/filing/0001558370-23-011153.json
- Plain text: https://secwatch.observer/filing/0001558370-23-011153.txt

## Key facts
- Governance Changes
  CAPRICOR THERAPEUTICS, INC.: Filed Certificate of Correction voiding the Certificate of Amendment, leaving Certificate of Incorporation unchanged (effective 2023-06-15).
  - Change: charter amendment
  - Effective: 2023-06-15
  source text: On June 15, the Company filed the Certificate of Correction with the Secretary of State of the State of Delaware voiding the Certificate of Amendment and causing the Certificate of Incorporation of the Company to remain unchanged from the Certificate of Incorporation of the Company as in effect prior to June 13, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1133869/000155837023011153/0001558370-23-011153-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.