{"schema_version":"secwatch.filing_event.v1","accession":"0001558370-23-011686","form_type":"8-K","ticker":"AXTI","cik":"0001051627","company_name":"AXT INC","filed_at":"2023-07-05T23:59:59+00:00","discovered_at":"2026-05-14T18:03:33.025866+00:00","generated_at":"2026-06-13T12:27:57.995403+00:00","sec_items":["2.02","7.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"AXT addresses China's new export controls on gallium and germanium; to seek permits","bullets":["China's new export regulations on gallium/germanium take effect Aug 1, 2023; AXT's China subsidiary will seek permits.","Indium phosphide substrates not covered; exports continue without new approvals.","Q1 2023 revenue from gallium arsenide/germanium substrates outside China was ~$4.3M for consumer, auto, display, industrial.","Company to report Q2 2023 earnings on Aug 3, 2023 after market close."],"urls":{"canonical":"https://secwatch.observer/filing/0001558370-23-011686","json":"https://secwatch.observer/filing/0001558370-23-011686.json","markdown":"https://secwatch.observer/filing/0001558370-23-011686.md","text":"https://secwatch.observer/filing/0001558370-23-011686.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1051627/000155837023011686/0001558370-23-011686-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1051627/000155837023011686/axti-20230703x8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-13T12:27:57.995403+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"22f00e51da3d5175f3ecfe15b4810ffe2bc0c4d6","claim":"AXT INC reported Q1 2023 results: revenue $4.3 million.","evidence_excerpt":"In the first quarter of 2023, gallium arsenide and germanium substrates exported outside of China contributed approximately $4.3 million in revenue, primarily for consumer, automotive, display, and industrial applications.","evidence_source":"SEC 8-K Item 2.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1051627/000155837023011686/0001558370-23-011686-index.htm","confidence":0.95,"family_label":"Earnings Releases","details":[{"label":"Period","value":"Q1 2023"},{"label":"Revenue","value":"$4.3 million"},{"label":"Result","value":"preliminary results"}],"fact_type":"earnings_release"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}