secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K Filed at: 2023-08-07T23:59:59+00:00 Accession: 0001558370-23-013590 Event type: earnings Sentiment: neutral Materiality: 0.65 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Capricor reports Q2 net loss $7.4M; HOPE-3 DMD trial on track for Q4 2023 interim analysis -------------------------------------------------------------------------------- - Cash, equivalents & marketable securities $37.8M as of June 30, down from $41.4M Dec 31, 2022. - Q2 revenue $3.9M from Nippon Shinyaku upfront recognition vs. $0 in prior year; operating expenses $11.7M vs $7.3M. - HOPE-3 Phase 3 DMD trial: 48 of ~68 patients randomized across 17 sites; enrollment completion and interim analysis expected Q4 2023. - Held FDA Type-B clinical meeting to discuss CAP-1002 BLA pathway; final minutes awaited. - Raised ~$2.1M net via ATM at avg $4.87/share; cash runway through Q3 2024. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000155837023013590/0001558370-23-013590-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000155837023013590/capr-20230807x8k.htm HTML page: https://secwatch.observer/filing/0001558370-23-013590 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer