---
schema_version: "secwatch.filing_event.v1"
accession: "0001558370-23-015169"
form_type: "8-K"
ticker: "UONE"
cik: "0001041657"
company_name: "URBAN ONE, INC."
filed_at: "2023-08-22T23:59:59+00:00"
generated_at: "2026-06-11T05:17:48.668430+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Urban One receives third Nasdaq non-compliance notice for late Q1 and Q2 2023 filings

## Summary
- Received third Nasdaq letter (Aug 16) for failure to file Q1 and Q2 2023 Form 10-Qs.
- Prior compliance plan accepted by Nasdaq gives until Sept 27, 2023 to file delinquent reports.
- Company filed 2022 10-K on June 30 but Q1 and Q2 2023 10-Qs remain unfiled.
- Anticipates filing both Q1 and Q2 2023 10-Qs on or before Sept 27, 2023.
- Failure to regain compliance could lead to Nasdaq delisting of common stock.

## SEC filing metadata
- accession: 0001558370-23-015169
- form_type: 8-K
- ticker: UONE
- cik: 0001041657
- company_name: URBAN ONE, INC.
- filed_at: 2023-08-22T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1041657/000155837023015169/0001558370-23-015169-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1041657/000155837023015169/uone-20230816x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001558370-23-015169
- JSON: https://secwatch.observer/filing/0001558370-23-015169.json
- Plain text: https://secwatch.observer/filing/0001558370-23-015169.txt

## Key facts
- Listing & Compliance Notices
  URBAN ONE, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1), 12B-25).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1), 12B-25
  source text: August 16, 2023 (the “Third Nasdaq Letter”) notifying the Company that it was not in compliance with requirements of Nasdaq Listing Rule 5250(c) (1) (the “Rule”) as a result of not having timely filed (i) its Quarterly Report on Form 10-Q for the period ended March 31, 2023 (the “Q1 2023 Form 10-Q” ) and (ii) its Quarterly Report on Form 10-Q for the period ended June 30, 2023 (the “Q2 2023 Form 10-Q” and, together with the Q1 2023 Form 10-Q, the “Delinquent Reports”), with the Securities and Exchange Commission (“SEC”). ​ This notification has no immediate effect on the listing of the Company
  evidence_url: https://www.sec.gov/Archives/edgar/data/1041657/000155837023015169/0001558370-23-015169-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.