secwatch.observer — SEC 8-K summary ====================================== Issuer: Kiromic Biopharma, Inc. (—) CIK: 0001792581 Form: 8-K Filed at: 2023-09-13T23:59:59+00:00 Accession: 0001558370-23-015711 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Kiromic BioPharma receives Nasdaq delisting notice; stock moves to OTC Pink --------------------------------------------------------------------------- - Received formal notice on Sept 12, 2023 for failure to comply with Nasdaq Listing Rule 5550(b)(1). - Trading on Nasdaq Capital Market suspended effective Sept 14, 2023. - Common stock will trade on OTC Pink Sheets under ticker KRBP starting Sept 14. - Company will pursue uplisting to OTCQB but no assurance of market development. - Delisting not expected to impact day-to-day operations, per company statement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1792581/000155837023015711/0001558370-23-015711-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1792581/000155837023015711/krbp-20230912x8k.htm HTML page: https://secwatch.observer/filing/0001558370-23-015711 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer